Compliance Administrator


 

Your Mortgage Decisions are an award winning mortgage intermediary.

We are now looking to expand our compliance team with this remote position.

Reports To

The Compliance Administration Support will report to the Compliance Manager.

Role Overview

Supporting YMD in several areas, following up on issued instructions, ensuring their completion – so the firm and its employees are in compliance with applicable FCA regulations and YMD guidance and standards, ensuring positive client outcomes are delivered.

Duties and Responsibilities

· Finalising a range of checked Mortgage & Protection Advice client files.

· Issue clear and accurate feedback confirming remedial actions necessary to ensure positive customer outcomes.

· Maintain accurate department records.

· Issue clear & accurate post sale documentation to clients in line with YMD procedures.

· Keep abreast of industry and technical developments.

· Ongoing involvement with implementing compliance monitoring activities.

· Support the Compliance Manager and other areas as directed.

Person Specification

· Good working knowledge of the Mortgage, Protection & Equity Release sectors and products an advantage.

· Excellent attention to detail.

· Strong interpersonal skills & excellent verbal and written communication skills.

· Ability to work under pressure and prioritise your workload.

· Good working knowledge of MS Office + good all round IT skills.

Job Types: Part-time, Permanent
Part-time hours: 15-20 per week

Salary: £10.50 per hour

Benefits:

  • Flexitime
  • Work from home

Schedule:

  • Flexitime
  • Monday to Friday

Work Location: Remote

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